2009年7月26日 星期日

Honest but mistaken belief


A gentleman was brought to court by the police for practising as a doctor without registration.  Basically, he was a doctor before his name was removed from the General Register by the Medical Council for his failure to pay the annual registration fee.  He was acquitted by the Magistrate Court because the judge found him honestly believed that his name was still on the Register.  Some doctors took this verdict very seriously, to the extent that the mere existence of the Medical Council was challenged.  This was understandable as the main function of the Medical Council is to regulate doctors through the formation of a register and to control the entrance, the staying in, and the removal from the register.  However, the prosecution did not lodge an appeal against the decision.

Essentially, the fact of the case was that the doctor, after practising for around 10 years, failed to renew his annual practising certificate before June 30, 2007.  His name was thus removed from the General Register by the Medical Council in July 2007.  He maintained that he did not receive any letter concerning the notice of payment or his removal from the Register.  He continued to practise until there were some problems with the sick leave certificates issued by him in January 2008.  He contacted the Medical Council and somehow got a false belief that he could continue to practise two weeks after he paid for the fee.  Things turned out that his name was then not on the Register and he only found this out when there was again problem with sick leave certificates issued by him in April 2008.  He stopped practising since then.  By that time the Medical Council had referred his case to the police and he faced charges of practising medicine or surgery while not being registered.  According to S. 28(2) of the Medical Registration Ordinance, he was liable on summary conviction to a fine at level 6 and to imprisonment for 3 years if he was found guilty.

He succeeded in defending his case by the “honest but mistaken belief” defense as in the case Attorney General v Fong Chin Yue and Others ([1994] HKCFI 184; HCMA000604-1994, 25 October 1994).  This case concerned the Dutiable Commodities Ordinance (DOC).  The appeal turned out to be complicated analysis of statues with strict liability, whether there was any defense for such statutes, and the Bill of Rights.  In simple terms, even for statues which appeared to infer strict liability on the defendant, there existed a defense for the accused to show (on a balance of probabilities) that he believed for good and sufficient reason, though erroneously, that the provisions had been complied with.  This was because “to interpret the relevant provisions as requiring proof by the prosecution of knowledge would leave a gap through which the guilty could escape in droves.  At the same time, to interpret those provisions as precluding a defence of reasonable belief would leave a gap through which the innocent may fall to their harm.  By no proper canon of construction can the intention to create either of those gaps be attributed to the Legislature. And, “Magistrates will of course approach such defences with fairness and common sense: being neither cynical on the one hand nor gullible on the other hand.  Generally, the less sophisticated an accused and the more humble his position, the less is to be expected from him for the purpose of making out his defence.  And of course the relevant considerations include: the quantity and value of the goods involved; whether the accused gained or stood to gain by offending; the extent of any such gain; and how it compares with what he could earn by honest means. So the defendant doctor was acquitted on the defence that he forgot to renew his practising certificate and he honestly believed that he could practise medicine.  There was no motive for him to avoid the payment of only $420 and he had never done it before.

Another interesting provision about honest but mistaken belief is found in Section 4A of the Dangerous Drugs Ordinance.  This section deals with trafficking in purported dangerous drug.  It spells out that it is an offence to traffic, or to offer to traffic, in any substance represented or held out by him to be a dangerous drug but which is not a dangerous drug in fact.  This means that if someone honestly believes that he is in possession with him a certain amount of say ketamine and confesses to the police when caught.  He can be charged under this section of the Dangerous Drugs Ordinance even if the substance eventually turns out to be some harmless substance totally unrelated to ketamine.

Talking about dangerous drugs, the Chief Executive announced during the Legislative Council’s Q&A session on 7 July 2009 that the Government would escalate the campaign to fight the war on youth drug abuse.  He would personally lead the administration and oversee a series of measures including community awareness and mobilization, community support, drug testing, treatment and rehabilitation and law enforcement.  The HKMA has always been in support of beat drugs activities. The recent focus is on the formation and joining of district networks of beat drugs teams comprising family doctors, social workers from Counseling Center for Psychotropic Substance Abusers, school social workers and doctors from different specialties including Substance Abuse Clinics from HA hospitals. We organized a press conference to introduce our work to the mass media on 11 July 2009.  And I shall report our work to the Chief Executive at the Action Committee Against Narcotics (ACAN) special meeting on 16 July 2009.


(Source: HKMA News July 2009)